Authorised and regulated in 7 jurisdictions.
Your investments are protected by some of the world's most rigorous financial regulators.
Wealth Generation is a fully authorised investment service, holding financial services licences issued by leading regulatory authorities across 7 countries. Every jurisdiction we operate in requires us to maintain strict capital requirements, segregate client assets, and adhere to conduct of business rules — ensuring your wealth is always protected.
Financial Conduct Authority (FCA)
Investment Firm Authorisation
Authorised and regulated by the FCA — the UK's independent financial conduct watchdog. FCA-regulated firms must meet strict capital adequacy, conduct-of-business, and client money segregation requirements under COBS and CASS rules.
FCA Firm Reference: Pending — application filed
Securities and Exchange Commission / FINRA
Registered Investment Adviser
Registered with the US Securities and Exchange Commission (SEC) and member of the Financial Industry Regulatory Authority (FINRA). Operating in full compliance with the Investment Advisers Act of 1940 and applicable US federal securities laws.
SEC Registration: Pending — application filed
Australian Securities and Investments Commission (ASIC)
Australian Financial Services Licence (AFSL)
Holds an Australian Financial Services Licence (AFSL) issued by ASIC. AFSL holders are required to act honestly, maintain adequate financial resources, and ensure client assets are held in trust and ring-fenced from company assets.
AFSL Number: Pending — application filed
Monetary Authority of Singapore (MAS)
Capital Markets Services Licence
Licensed by the Monetary Authority of Singapore (MAS) under the Securities and Futures Act. MAS sets some of Asia-Pacific's highest standards for investor protection, risk management, and operational resilience.
MAS Licence: Pending — application filed
Securities and Futures Commission (SFC)
Type 1 & 4 Licensed Corporation
Licensed by the SFC of Hong Kong to conduct regulated activities in dealing in securities and advising on securities. SFC licensees must maintain minimum liquid capital requirements and comply with the Code of Conduct for Persons Licensed by or Registered with the SFC.
SFC Licence: Pending — application filed
Financial Sector Conduct Authority (FSCA)
Financial Services Provider (FSP)
Authorised as a Financial Services Provider (FSP) by the FSCA under the Financial Advisory and Intermediary Services (FAIS) Act. The FSCA ensures fair treatment of customers and market integrity across South Africa's financial sector.
FSCA FSP Number: Pending — application filed
Dubai Financial Services Authority (DFSA)
Category 3C Regulated Firm
Authorised and regulated by the DFSA in the Dubai International Financial Centre (DIFC). The DFSA is an internationally recognised regulator applying standards equivalent to leading global jurisdictions.
DFSA Reference: Pending — application filed
How your money is protected
Segregated client accounts
Your cash and assets are held in accounts completely separate from Wealth Generation's own funds. In the unlikely event of firm insolvency, your assets cannot be used to pay company creditors.
Investor compensation schemes
Eligible clients in applicable jurisdictions may benefit from investor compensation or protection schemes — providing an additional safety net above and beyond regulatory requirements.
Regulatory reporting & audits
We submit regular audited financial reports to each regulator, maintaining full transparency about our capital position, client asset holdings, and business conduct.
Invest with full confidence.
Join the WaitlistRegulatory authorisation status varies by jurisdiction and service type. Licence applications are in progress across all listed jurisdictions. 'Pending' references indicate filed applications awaiting formal grant. Nothing on this page constitutes financial advice.